About Legacy

Legacy Asset Management Inc is an independent Registered Investment Advisory firm that provides objective, fee-based, portfolio management consulting, financial planning, and retirement plan consulting for individuals and corporate accounts. Our professional staff, with credentials in finance, investments, and planning is committed to evaluating and implementing the best solutions for our client’s investment needs.
Legacy Asset Management was founded in 1998 by Joseph Birkofer & Richard Kaplan, Investment Professionals and former Trust Officers with Chase Bank of Texas (formerly Texas Commerce Bank). Legacy Asset Management, Inc. is licensed and regulated by the U. S. Securities and Exchange Commission (SEC) as a Registered Investment Adviser. Legacy Asset Securities, Inc., our related Broker-Dealer is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
The professionals at Legacy recognize that every individual has unique goals, investment philosophies, and tolerances for risk. In all cases, we work closely with our clients to devise the most appropriate solutions for their personal financial needs, their businesses, and their families.  

Meet Our Team